Course Overview
This session maps out the key legal frameworks and national regulations relevant to AML. Participants learn about compliance obligations, enforcement powers, and the consequences of non-compliance.
Agenda
Legal and Regulatory Foundations of AML
- Key National and International AML Laws (e.g., BSA, EU Directives, POCA UK)
- Regulatory and Supervisory Bodies – Who Enforces AML?
- Legal Penalties and Enforcement
Course Review
- Summary and recap of key learning objectives
- Action Planning
Target Audience
- Entry to mid-level compliance professionals
- Financial institution staff responsible for AML/CFT
- Government or regulatory agency officers
- Law enforcement personnel beginning AML-focused roles
- Professionals from high-risk industries such as real estate, import/export, cryptocurrency, or insurance
Learning Outcomes
By the end of this course, you will be able to implement a successful strategy that enables you to:
- Compare major AML laws across jurisdictions and their implications
- Identify regulators and enforcement bodies and their oversight roles
- Analyse high-profile real world AML enforcement cases and derive practical lessons
Course Dates
Spaces limited to NINE (9) delegates per course. Book Now to avoid missing out!
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