Course Overview
This course dives into the Risk-Based Approach as a core compliance strategy, enabling participants to prioritize controls based on identified risks.
Agenda
Understanding the Risk-Based Approach (RBA)
- Principles of the Risk-Based Approach (FATF Guidance)
- Building Risk Profiles for Clients and Transactions
- Risk Scoring, Monitoring, and Case-Based Application
Course Review
- Summary and recap of key learning objectives
- Action Planning
Target Audience
- Entry to mid-level compliance professionals
- Financial institution staff responsible for AML/CFT
- Government or regulatory agency officers
- Law enforcement personnel beginning AML-focused roles
- Professionals from high-risk industries such as real estate, import/export, cryptocurrency, or insurance
Learning Outcomes
By the end of this course, you will be able to implement a successful strategy that enables you to:
- Apply RBA concepts to AML decision-making
- Develop customer and transaction risk profiles
- Create and evaluate a simplified AML risk assessment model
Course Dates
Spaces limited to NINE (9) delegates per course. Book Now to avoid missing out!
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